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Writer's pictureM. DuBose

Navigating Successful Audits in Quality Management & Food Safety

Navigating Successful Audits in Quality Management & Food Safety Banner with the D.L. Newslow & Associates, Inc., logo

A robust internal audit program is the backbone of quality management and food safety, ensuring that standards are not only met but exceeded.


With a strong foundation of management commitment and the right resources, every audit becomes an opportunity for growth and excellence. Training tailored to the needs of the auditors empowers them to conduct thorough reviews and contributes to the continuous improvement of processes. By planning and executing audits with precision and addressing findings promptly, a company can demonstrate its unwavering dedication to quality and safety, making it a leader in its field.


BEFORE AUDIT: In the world of auditing, preparation is the key to success. A well-crafted audit plan, complete with a comprehensive checklist, ensures that every aspect of the process is covered. Utilizing tools like the Turtle Diagram, not only aids in thorough

preparation but also enhances the efficiency and effectiveness of the audit. By meticulously reviewing past audits, industry standards and specific customer requirements, auditors can adapt their strategies to manage risks effectively. The dynamic nature of audit scheduling allows for a responsive approach, ensuring that the focus remains on areas of highest importance, thereby maintaining the integrity and value of the audit program.

 

DURING: The audit process is a thrilling journey into the heart of an organization's operations. It begins with a collaborative discussion on the audit's scope with management, setting the stage for a transparent and effective review. While an opening meeting might not always be on the agenda, the presence of a knowledgeable guide is indispensable. This guide acts as the auditor's compass, providing invaluable insights and ensuring that every observation is grounded in the context of the department's workings, leaving no room for ambiguity, and driving the audit towards success.


The audit process is a dynamic dance of communication and collaboration between the auditor and the auditee. It's a journey where meticulous documentation of activities, interviews, and observations forms the roadmap. This roadmap not only validates the audit's integrity but also serves as a historical compass for future audits. Addressing concerns promptly and constructively turns potential obstacles into steppingstones for improvement. And when the closing meeting arrives, it's not about pointing fingers but about presenting findings in a way that fosters growth and fortifies the process. It's a proactive, positive approach that ensures risks are managed effectively, and the path to enhancement is clear.

Remember the audit is FACT FINDING not FAULT FINDING.


AFTER: The process of addressing audit findings is a critical aspect of quality management. It involves a thorough analysis of the issue, the implementation of a corrective action, and a follow-up to ensure the effectiveness of the solution. This cycle of correction and verification ensures that the root cause is addressed and that the corrective action has a lasting impact. It's a proactive approach that not only fixes problems but also reinforces the commitment to continuous improvement within an organization.


The essence of an internal audit lies in its ability to foster continuous improvement and assurance within an organization. It's a proactive approach, ensuring that a company not only follows documented procedures but also identifies areas for enhancement. As Tim Sonntag highlights, this tool is invaluable for ISO-certified companies, serving as a compass that guides them towards their documented commitments. When applied across all processes, an internal audit becomes the heartbeat of an operation, vital for its health, success, and effectiveness.


This blog was based on Debby Newslow’s article, “Successful Auditing for Quality Management & Food Safety Programs”. Debby Newslow’s work on quality management and food safety programs is a cornerstone in the field, offering a wealth of knowledge on auditing and compliance.


Debby Newslow has a more thorough write-up of this topic, which you can check here in this PDF download.


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